REG-Merrill Lynch (EPT) EPT Disclosure - Amendment
Released: 27/12/2007
RNS Number:6844K
Merrill Lynch International
27 December 2007
This announcement amends the EPT Disclosure - Amendment released on 12/12/2007 at 12:20 under number
7490J. The total number of securities sold for BHP Billiton Plc has been amended.
FORM 38.5 (SUMMARY)
Lodge with Company Announcements Office and the Panel. Use a separate form for each class of
securities in which dealings have been made.
CONNECTED EXEMPT PRINCIPLE TRADER:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND
Name of EPT Merrill Lynch International
Date of disclosure 05 December 2007
Date of dealing 04 December 2007
Telephone number 020 7996 2121
Please see attached disclosure of dealings under Rule 38.5 in the securities of the following
BHP Billiton Plc
Imperial Chemical Industries Plc
Northern Rock Plc
Rio Tinto Plc
AMENDMENT
state which element(s) of previous disclosure was incorrect: The total number of securities sold for BHP Billiton Plc
has been amended.
In the case of option business or dealings in derivatives full details should be given on a separate sheet
so that the nature of the dealings can be fully understood. For options this should include the number
of securities under option, the exercise period (or in the case of exercise, the exercise date), the
exercise price and any option money paid or received. For derivatives this should include, at least, the
number of reference securities to which they relate (when relevant), the maturity date (or if applicable
the closing out date) and the reference price.
For full details of disclosure requirements see Rules 8 and 38 of the Code. If in doubt contact the
Monitoring Section of the Panel, Tel. No:0207 638 0129
AMENDMENT FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN CLIENT-
SERVICING CAPACITY
(Rule 38.5(a) of The City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in BHP Billiton Plc
Class of relevant security to which the Common
dealings being disclosed relate
Date of dealing 04/12/2007
2. DEALINGS
(a) Purchases and sales
Total number of securities Highest price paid Lowest price paid
purchased
1,602,503 GBP 15.95 GBP 15.44
Total number of securities sold Highest price received Lowest price received
1,548,052 GBP 54.69 GBP 15.45
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
(c) Options transactions in respect of existing securities
Product name Writing, Number of Exercise Type, e.g. Expiry Option money
eg call option selling, securities under price American, date paid/received
purchasing, option European etc per unit
varying etc.
(ii) Exercising
Product name Number of securities under Exercise price
eg call option option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person
relating to the voting rights of any relevant securities under any option referred to on this form or relating
to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred
to on this form is referenced. If none, this should be stated.
Date of disclosure 05/12/2007
Contact name Louise Howard
Telephone number +44 20 7996 2121
Name of offeree/offeror with whom connected BHP Billiton Plc
Nature of connection # Advisor
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN CLIENT-
SERVICING CAPACITY
(Rule 38.5(a) of The City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in Northern Rock Plc
Class of relevant security to which the Common
dealings being disclosed relate
Date of dealing 04/12/2007
2. DEALINGS
(a) Purchases and sales
Total number of securities Highest price paid Lowest price paid
purchased
101,414 GBP 1.06 GBP 1.02
Total number of securities sold Highest price received Lowest price received
106,365 GBP 1.07 GBP 1.02
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
(c) Options transactions in respect of existing securities
Product name Writing, Number of Exercise Type, e.g. Expiry Option money
eg call option selling, securities under price American, date paid/received
purchasing, option European etc per unit
varying etc.
(ii) Exercising
Product name Number of securities under Exercise price
eg call option option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person
relating to the voting rights of any relevant securities under any option referred to on this form or relating
to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred
to on this form is referenced. If none, this should be stated.
Date of disclosure 05/12/2007
Contact name Louise Howard
Telephone number +44 20 7996 2121
Name of offeree/offeror with whom connected Northern Rock Plc
Nature of connection # Advisor
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN CLIENT-
SERVICING CAPACITY
(Rule 38.5(a) of The City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in Imperial Chemical Industries Plc
Class of relevant security to which the Common
dealings being disclosed relate
Date of dealing 04/12/2007
2. DEALINGS
(a) Purchases and sales
Total number of securities Highest price paid Lowest price paid
purchased
13,077 GBP 6.67 GBP 6.66
Total number of securities sold Highest price received Lowest price received
28,056 GBP 6.66 GBP 6.66
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
(c) Options transactions in respect of existing securities
Product name Writing, Number of Exercise Type, e.g. Expiry Option money
eg call option selling, securities under price American, date paid/received
purchasing, option European etc per unit
varying etc.
(ii) Exercising
Product name Number of securities under Exercise price
eg call option option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person
relating to the voting rights of any relevant securities under any option referred to on this form or relating
to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred
to on this form is referenced. If none, this should be stated.
Date of disclosure 05/12/2007
Contact name Louise Howard
Telephone number +44 20 7996 2121
Name of offeree/offeror with whom connected Imperial Chemical Industries Plc
Nature of connection # Advisor
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN CLIENT-
SERVICING CAPACITY
(Rule 38.5(a) of The City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in Rio Tinto Plc
Class of relevant security to which the Common
dealings being disclosed relate
Date of dealing 04/12/2007
2. DEALINGS
(a) Purchases and sales
Total number of securities Highest price paid Lowest price paid
purchased
474,309 GBP 55.86 GBP 53.79
Total number of securities sold Highest price received Lowest price received
401,616 GBP 55.81 GBP 53.72
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
(c) Options transactions in respect of existing securities
Product name Writing, Number of Exercise Type, e.g. Expiry Option money
eg call option selling, securities under price American, date paid/received
purchasing, option European etc per unit
varying etc.
(ii) Exercising
Product name Number of securities under Exercise price
eg call option option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person
relating to the voting rights of any relevant securities under any option referred to on this form or relating
to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred
to on this form is referenced. If none, this should be stated.
Date of disclosure 05/12/2007
Contact name Louise Howard
Telephone number +44 20 7996 2121
Name of offeree/offeror with whom connected BHP Billiton Plc
Nature of connection # Advisor
This information is provided by RNS
The company news service from the London Stock Exchange
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