REG-Infrastructure India Final Results - Part 1

Released: 29/07/2009

com:20090729:Rnsc4440W
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RNS Number : 4440W  
  
Infrastructure India plc  
  
29 July 2009  
  
INFRASTRUCTURE INDIA PLC  
  
CONSOLIDATED FINANCIAL STATEMENTS FOR THE PERIOD   
  
ENDED 31 March 2009  
  
Infrastructure India plc, the closed-ended investment fund focusing on India's 
rapidly growing energy and transport sectors, is pleased to announce its results 
for the period ended 31 March 2009.  
  
Highlights  
  
.          Admitted to the Official List in June 2008, raising £36.7 million 
before expenses  
  
.          Completion of two investments: one in the power sector, the other in 
the transport sector  
  
.          Deployed £24.5million (75.9%) of the £32.3 million net proceeds 
available for investment  
  
.          Portfolio valuations on both investments have increased  
  
.          Profit before and after tax: £3.18 million  
  
.          Basic earnings per share: 8.67p  
  
.          Pipeline of opportunities across India with selected blue-chip 
counterparties remains strong  
  
.          Continues to trade in line with its stated objective: to provide 
Shareholders with both capital growth and income by investing in assets in the 
Indian infrastructure sector, focusing on assets and projects related to energy 
and transport  
  
Commenting on the results, Rupert Cottrell, Chairman of Infrastructure India 
plc, said:  
  
"During the period under review there have been unprecedented turbulent market 
conditions, however, I am pleased by the ability with which we have thus far 
navigated ourselves through these difficult times. India's economy has 
inevitably been affected by the global economic crisis yet it has fared far 
better than most other economies and we are confident that this performance will 
continue bolstered by strong Indian election results. I am delighted by the 
valuation performance of our two investments and the expertise and experience of 
our Investment Advisor, which coupled with their strong local relationships, 
stands Infrastructure India in a solid position."   
  
- Ends -  
  
For further information please contact:  
  
 
  Infrastructure India plc                                                     
  Rupert Cottrell                                  Via Redleaf Communications  
                                                                               
  Bloomsbury Asset Management Advisors (BAMA)                                  
  Gary Neville                                     07867 906377                
                                                                               
  Akur Partners                                    020 7955 1514               
  Andrew Dawber / Tom Frost                                                    
                                                                               
  Singer Capital Markets                           020 3205 7500               
  Jos Trusted                                                                  
                                                                               
  Redleaf Communications                           020 7566 6700               
  Emma Kane / Samantha Robbins / Henry Columbine   iif@redleafpr.com           
  
  
Chairman's Statement  
  
Introduction   
  
I am pleased to report the results for the period from 18 March 2008 (the date 
of incorporation) to 31 March 2009. Since Infrastructure India plc was admitted 
to the Official List in June 2008 (the "IPO"), it has made two investments 
totalling £24.5 million, which represents around 75.9% of the net proceeds 
raised at the IPO.  
  
The Company remains focused on investing in assets which it believes have the 
potential to generate substantial capital growth and income - particularly in 
the energy and transport sectors. Despite global economic conditions, the 
Company and its Investment Advisor remain of the belief that Indian 
infrastructure continues to offer stable and long term growth.   
  
Operational Review  
  
Since June 2008, the Company has made two investments in the energy and 
transport sectors respectively. The first investment, undertaken via the 
Company's Mauritian subsidiary, Power Infrastructure India, totalled £13.2 
million (Rs 1,100 million) in Shree Maheshwar Hydel Power Corporation Limited 
("SMHPCL") on 9 June 2008 in return for a 6.23% stake post all dilution effects. 
SMHPCL was specifically established to own and develop a 400MW run-of-the-river 
hydroelectric project situated on the Narmada river in Madhya Pradesh, Central 
India. The project is expected to commence operations in Q1 2010 when the first 
of ten 40MW turbines will be installed, with the facility expected to be fully 
operational in Q2 2010. The asset is at an advanced stage of construction with 
over 88% of the civil works completed to date.  
  
Our second acquisition, being a 26% shareholding in a toll road in Madhya 
Pradesh, was undertaken via the Company's Mauritian subsidiary, Roads 
Infrastructure India, and was for a consideration of £11.3 million (Rs 960 
million). This acquisition represents the Company's first investment in India's 
transportation sector. The road will start partial tolling in August 2009, with 
full tolling expected to commence upon completion in 2010.  
  
Financial Results  
  
We are reporting a profit for the period of £3.18 million, which equates to 
earnings of 8.67p per share. This is due to the significant uplift in the 
valuation of the Company's investments.  
  
Assuming that the SMHPCL investment is held to maturity and in line with the 
Company's stated valuation methodology the value derived for this holding at 31 
March 2009 is £21.0 million compared to the £13.2 million invested on 9 June 
2008. If a single "construction period" discount rate is applied to the expected 
cash flows then the value of the SMHPCL investment derived as at 31 March 2009 
is approximately £14.4 million compared to the £13.2 million as invested on 9 
June 2008. On the basis that the equity in the road project in Madhya Pradesh is 
held to maturity and in accordance with the Company's stated valuation 
methodology, a portfolio value for this investment as at 31 March 2009 is £28.2 
million compared to the £11.3 million as invested on 30 September 2008. If a 
single "construction period" discount rate is applied to the expected cash flows 
then the value of this investment as at 31 March 2009 is £17.6 million compared 
to the £11.3 million as invested on 30 September 2008.   
  
Investment Pipeline  
  
Our Investment Advisor, Bloomsbury Asset Management Advisors, ("BAMA") has 
managed the completion of two investments. Through their relationship with 
Cornerstone Advisors, a subcontractor which handles some aspects of origination 
and management services, BAMA continues to develop a pipeline of opportunities 
across India with selected blue-chip counterparties in sectors that are core to 
the Company's strategy.   
  
Further to the announcement on 16 March 2009 relating to the proposed 
acquisition of BAMA, the Directors continue to keep the proposal under review 
and will update the Company's shareholders in due course on progress to resolve 
the matter.  
  
Outlook  
  
During the period, there have been unprecedented turbulent market conditions, 
however, I am pleased by the ability with which we have thus far navigated 
ourselves through these difficult times. India's economy has inevitably been 
affected by the global economic crisis yet it has fared far better than most 
other economies and we are confident that this performance will continue. I am 
delighted by the valuation performance in our two investments and the expertise 
and experience of our Investment Advisor, coupled with their strong local 
relationships, stands Infrastructure India in a solid position.   
  
India remains a popular choice for new funds focusing on the development of 
infrastructure in India. Competition is increasing (especially from unlisted 
funds allied to local institutional players with government backing) and the 
Company will need to both be active locally and in a position to follow through 
with new commitments if it is to benefit from the renewed local momentum in its 
chosen sectors. The outlook is positive and there are good quality investment 
opportunities in both the primary and secondary markets.  
  
Finally, I would like to take this opportunity to convey my thanks and 
appreciation to the board and advisors for their dedicated work and loyalty 
during the past year.  
  
Rupert Cottrell    
  
Chairman  
  
28 July 2009  
  
  Investment Advisor Review  
  
Bloomsbury Asset Management Advisors ("BAMA"), a Mauritius incorporated entity, 
is the Investment Advisor to Infrastructure India plc ("IIP"). BAMA assists the 
Company in value creation through originating and executing investments; and 
once an investment is made BAMA provides a portfolio management function to 
ensure the value of the Company's interests in the investment is protected. BAMA 
has managed the completion of two investments: one in the power sector and the 
other in the transport sector; thus deploying £24.5million (75.9%) of the £32.3 
million net proceeds available for investment following the IPO in June 2008. 
Through its relationship with Cornerstone Advisors, BAMA continues to develop a 
pipeline of opportunities across India with selected blue-chip counterparties in 
sectors that are core to the Company's strategy.    
  
Economic background and market context  
  
During the period, the global financial meltdown and consequent economic 
recession in developed economies have clearly been a major factor in India's 
economic slowdown. The Indian economic growth in 2008-09 decelerated to 6.7% as 
compared to an average growth rate of 8.8% in the previous five years (2003-04 
to 2007-08). Despite this slowdown in growth investment remained relatively 
buoyant, growing at a rate higher than the GDP.   
  
Inflation, after peaking subsequent to the commodity price surge at over 12%, 
averaged an estimated 6.2 % in 2008-09. While still the highest average in the 
current decade, the rapid decline from Q3 2008 allowed the focus of policy to 
shift towards supporting growth, as the Government provided substantial fiscal 
expansion in the form of tax relief to boost demand and increased expenditure on 
public projects to create employment. In parallel the Reserve Bank of India 
announced monetary easing and liquidity enhancing measures to meet the needs of 
productive and trade exposed sectors.   
  
The Indian Government is confident in its ability to secure increased growth 
from 2009-10, allowing for additional resources to be directed towards enhanced 
infrastructure and rural development. The Finance Ministry has set a range of 
6.25% to 7.75% for the growth target for 2009-10 and it is the Government's 
stated intention to pursue a policy goal of achieving a return to 9% GDP growth 
thereafter by promoting a conducive investment scenario.   
  
During the period, the significant gap between Government intentions and 
performance in relation to the roads and power sectors has remained a concern, 
when only 10 out of 60 Build, Operate and Transfer projects to widen 6,343 km of 
highways have been awarded and there was only 2.7% growth in electricity 
generation by power utilities registered during 2008-09, well below the targeted 
9.1%. However, following the recent Government elections and the approved Budget 
2009-10, there are strong indications that the infrastructure related activity 
will be fuelled by the string of reforms expected from the newly elected 
Congress party-led Government, as opposed to the previous Coalition between the 
Left and communist parties historically stalled planned reforms.  
  
As one of the steps forward, the Government has recently introduced a definition 
of the "takeout financing" scheme to facilitate incremental lending to 
infrastructure projects by empowering the government-run Indian Infrastructure 
Finance Company Ltd (IIFCL) to refinance up to 60% of bank loans for PPP 
projects in critical sectors over the next 15-18 months. This is to ensure that 
infrastructure projects in sectors such as telecommunication, power generation, 
airports, ports, roads and railways, do not face financing difficulties arising 
from the current downturn. The Government has stated that the IIFCL is now in a 
position to support projects involving a total investment of circa £12.7 billion 
in infrastructure.  
  
Investment Activity  
  
Shree Maheshwar Hydel power Corporation Limited (SMHPCL)  
  
IIP, via its Mauritius subsidiary Power Infrastructure India, invested a total 
of £13.2 million (Rs 1,100 million) in Shree Maheshwar Hydel Power Corporation 
Limited ("SMHPCL") on 9 June 2008 in return for a 6.23% stake post all dilution 
effects. SMHPCL was specifically established to own and develop a 400MW 
run-of-the-river hydroelectric project situated on the Narmada river in Madhya 
Pradesh, Central India. Once commissioned it is expected to be one of the 
largest privately owned hydroelectric power projects in India. The project is 
expected to commence operations in Q1 2010 when the first of ten 40MW turbines 
will be installed with the facility expected to be fully operational in Q2 2010. 
The asset is at an advanced stage of construction with over 88% of the civil 
works completed to date.  
  
The Power Purchase Agreement ("PPA") signed between SMHPCL and the state 
government body, The Madhya Pradesh Electricity Board ("MPEB"), obliges MPEB to 
take the full electricity production of the plant for a period of 35 years.   
  
The project requires approximately 10,000 people to be relocated from land to be 
submerged. The relocation and rehabilitation process, including land 
acquisition, is the responsibility of the State and is well underway in 
accordance with State and National regulations. Over 90% of the submergence 
lands have been acquired or are under offer and more than 50% of the 
re-habitation sites have been developed or are under development.    
  
Assuming that the investment is held to maturity and in line with the Company's 
stated valuation methodology the value derived for this holding as at 31 March 
2009 is £21.0 million compared to the £13.2 million invested on 9 June 2008.   
  
If a single "construction period" discount rate is applied to the expected cash 
flows then the value of the SMHPCL investment derived as at 31 March 2009 is 
approximately £14.4 million compared to the £13.2 million as invested on   
  
9 June 2008.  
  
Toll Road Central India   
  
On September 30, 2008 IIP completed its second acquisition, being a 26% 
shareholding in a toll road in Madhya Pradesh. The transaction was undertaken 
through IIP's Mauritian subsidiary, Roads Infrastructure India and was for a 
consideration of Rs. 960 million (approximately £11.3 million). This acquisition 
represents IIP's first investment in India's transportation sector.   
  
The SPV was awarded the project on a Design Build Finance Operate (DBFO) basis 
in August 2007 for a term of 25 years. The toll road project comprises a single 
125 km stretch which is being widened from the existing 2 lanes to 4 lanes in 
order to reduce congestion experienced on the route and to provide further scope 
for traffic growth. The project is currently 13 months into construction and 
works to date are ahead of schedule. Presently acquisition of less than 1% of 
the land required for the project remains outstanding and is due to be handed 
over by the Roads Authority by Q3 2009. The expected date of completion of the 
construction works and start of tolling is forecast as April 1, 2010. The SPV 
shall have the right to toll the traffic as soon as it receives the Completion 
or Provisional Completion Certificate for the project from the Independent 
Certifier. Upon completion of the concession period the SPV will hand over the 
project highway to the Concession Authority.   
  
Assuming that the equity is held to maturity and in accordance with the 
Company's stated valuation methodology, a portfolio value for this investment as 
at March 31 2009 is £28.2 million compared to the £11.3 million as invested on 
30 September 2008.    
  
If a single "construction period" discount rate is applied to the expected cash 
flows then the value of this investment as at March 31st 2009 is £14.4 million 
compared to the £11.3 million as invested on 30 September 2008.  
  
Principal risks and uncertainties  
  
Principal risks  
  
The implementation of the Company's investment policy is potentially affected by 
a number of risks and uncertainties. A detailed list of the risk factors that 
could potentially affect the Company is set out in the Prospectus issued 30 June 
2008 to which investors should refer. The Prospectus is available on the 
Company's website http://www.iiplc.com/index.html  
  
The principal risks affecting the Company include:  
  
Current operational risks in existing projects Operational risks relating to 
investments include: the Group's investee company management teams may be 
resistant to proactive shareholder involvement; infrastructure projects may be 
affected by cost overruns; infrastructure projects may be affected by the 
performance of the Engineering Procurement Construction (EPC) contractors 
causing project milestones to be delayed thus prolonging the ability of the 
project company to start generating revenues; and the Company will be dependent 
on the skills of the project management teams employed in the underlying SPVs.   
  
General Risk Factors  
  
Dependence on key personnel  
  
The Company is highly dependent on the Directors, the senior strategic adviser 
(currently Andrew Friend) and also on the investment advisor, Bloomsbury Asset 
Management ("the Investment Advisor") to identify, structure and monitor 
investments and advise on exit strategies for the investments to be made by the 
Group.   
  
No guarantee as to future performance of the Company  
  
There can be no assurance that the Company will be able to achieve strong 
returns referred to in the Prospectus or that it will be fully invested at all 
times.   
  
The Company's profitability is subject to Group companies' ability to secure 
project financing  
  
The Company's growth depends on the successful development and implementation of 
the infrastructure projects it invests in, all of which require or may require 
equity capital and/or, in some cases, debt in order to achieve returns 
acceptable to investors. A long delay or inability to raise financing for the 
projects could have a material adverse effect on the business, financial 
condition, results of operation and prospects of the Company.  
  
The Group is subject to competition risks and it may be difficult to identify 
and secure suitable investments  
  
An increasing number of investors have become active in seeking investment 
opportunities with a focus on India, including in the infrastructure sector. The 
activity of identifying and securing attractive investments may therefore be 
highly competitive and involve a high degree of uncertainty from time to time.   
  
The Group cannot guarantee project performance  
  
There is no guarantee that the Group's investee projects will proceed or perform 
as planned, or in accordance with the expected timescale or cost estimate. Delay 
to the projects, or failure of the projects to be completed or to operate as 
planned could have a material adverse effect on the business, financial 
condition, results of operation and prospects of the Company.  
  
Risks related to the group's investments  
  
Project liability risk  
  
The Investment Adviser will carry out due diligence on proposed investments. 
There can be no guarantee that the due diligence process will highlight or 
eliminate all risks and liabilities (including weaknesses and uncertainties in 
local legal and regulatory systems) associated with any project, and the project 
may incur, directly or indirectly, unexpected liabilities, such as environmental 
problems or operational defects requiring remediation which could have a 
material adverse effect on the business, financial condition, results of 
operation and prospects of the Company.  
  
Risk factors related to India  
  
Economic policy  
  
The Company's performance and the market price and liquidity of the Ordinary 
Shares and Warrants may be affected by changes in exchange rates and controls, 
interest rates, government policies, taxation, social and ethnic instability and 
other political and economic developments affecting India.   
  
Economy  
  
The performance and the growth of the Company's business are necessarily 
dependent on the health of the overall Indian economy. The Indian economy has 
shown sustained growth over the last several years. However, the growth in 
industrial production in India has been variable. Any slowdown in the Indian 
economy, or future volatility of global commodity prices, could have a material 
adverse effect on the business, financial condition, results of operation and 
prospects of the Company.   
  
Political risks  
  
Future political and economic conditions in India may result in its government 
adopting different policies with respect to foreign investment. Any such changes 
in policy may affect ownership of assets, taxation, rates of exchange, 
environmental protection, labour relations, repatriation of income and return of 
capital, with potential adverse effects on the Group's investments.   
  
Financial risk management  
  
The Group's activities expose it to a variety of financial risks: market risk 
(including currency risk, market risk and price risk), credit risk and liquidity 
risk.  
  
Risk management is carried out by the Board of Directors. The Board identifies 
and evaluates financial risks in close co-operation with the Investment 
Advisor.  
  
Directors' Report  
  
The Directors have pleasure in presenting their report and financial statements 
of the Group for the period from 18 March 2008 (date of incorporation) to 31 
March 2009.  
  
Principal activity and incorporation  
  
The Company is a closed-end investment company, incorporated on the 18 March 
2008 in the Isle of Man as a public limited company under the 2006 Companies 
Act. It was listed on the London Stock Exchange on 30 June 2008.  
  
The Company's investment objective is to provide Shareholders with both capital 
growth and income by investing in assets in the Indian infrastructure sector, 
with particular focus on assets and projects related to energy and transport.  
  
The consolidated financial statements comprise the results of the Company and 
its subsidiaries (together referred to as the "Group").    
  
Results and dividends  
  
The Group's results for the financial period ending 31 March 2009 are set out in 
the Consolidated Income Statement on page 10.  
  
A review of the Group's activities are set out in the Chairman's report and 
Investment Advisor's report on pages x and x respectively.  
  
The Directors do not recommend the payment of a dividend.    
  
Directors  
  
The Directors of the Company during the period and to date of this report were 
as follows:  
  
 
                                 Date appointed   Date resigned  
                                                                 
  Rupert Cottrell                23 April 2008                   
  Timothy Walker                 23 April 2008                   
  Philip Scales                  10 April 2008                   
  Prodaman Sarwal                12 May 2008                     
  Hope Street Nominees Limited   18 March 2008    10 April 2008  
  
  
Directors' interests in the shares of the Company are detailed in note 14.   
  
Company Secretary  
  
The secretary of the Company during the period and to the date of this report 
was Philip Scales.  
  
Auditors  
  
The auditors, KPMG Audit LLC, were appointed during the period and being 
eligible have expressed their willingness to continue in office.    
  
On behalf of the Board  
  
Philip Scales  
  
Director  
  
28 July 2009  
  
Statement of Directors' Responsibilities in Respect of the Annual Report and the 
Financial Statements  
  
The Directors are responsible for preparing the Annual Report and the financial 
statements in accordance with applicable law and regulations. In addition, the 
Directors have elected to prepare the Group and Parent Company financial 
statements in accordance with International Financial Reporting Standards.  
  
The Group and Parent Company financial statements are required to give a true 
and fair view of the state of affairs of the Group and Parent Company and of the 
profit or loss of the Group for that period.    
  
In preparing these financial statements, the Directors are required to:  
  
*    select suitable accounting policies and then apply them consistently;  
  
*    make judgements and estimates that are reasonable and prudent;   
  
*    state whether International Financial Reporting Standards have been 
followed, subject to any material departures disclosed and explained in the 
financial 
     statements; and  
  
*    prepare the financial statements on the going concern basis unless it is 
inappropriate to presume that the Group and Parent Company will continue in 
     business.  
  
The Directors are responsible for keeping proper accounting records that 
disclose with reasonable accuracy at any time the financial position of the 
Group and Parent Company and to allow for the preparation of financial 
statements. They have general responsibility for taking such steps as are 
reasonably open to them to safeguard the assets of the Group and to prevent and 
detect fraud and other irregularities.  
  
The Directors are responsible for the maintenance and integrity of the corporate 
and financial information included on the Company's website. Legislation 
governing the preparation and dissemination of financial statements may differ 
from one jurisdiction to another.  
  
The Directors confirm that to the best of our knowledge:  
  
*    the financial statements, prepared in accordance with International 
Financial Reporting Standards, give   
  
     a true and fair view of the assets, liabilities, financial position and 
profit or loss of the Company; and  
  
*    the Directors' Report includes a fair view of the development and 
performance of the business and position of the Company, together with a 
description of 
     the principal risks and uncertainties that the Company faces.    
  
On behalf of the Board  
  
Philip Scales   
  
Director   
  
28 July 2009  
  
Corporate Governance Statement  
  
The Combined Code does not directly apply to companies incorporated within the 
Isle of Man but the Board of Infrastructure India plc has developed its internal 
procedures to be in line with the recommendations of the Combined Code where 
appropriate and these are monitored on a regular basis. The Directors will 
continue to comply with the relevant requirements of the Combined Code to the 
extent that they consider it appropriate having regard to the Company's size and 
the nature of its operations. The Board is not aware of any reason that would 
cause it to reconsider its current approach adopted throughout the period under 
review.  
  
Responsibilities of the Board  
  
The Board of Directors is responsible for the determination of the investment 
policy of the Company and for its overall supervision via the investment policy 
and objectives that it has set out. The Board is also responsible for the 
Company's day-to-day operations; however, since the Board members are all 
non-executive, in order to fulfil these obligations, the Board has delegated 
operations through arrangements with the Investment Advisor and Administrator.  
  
All the Directors are non-executive and therefore there is no nomination 
committee. The Company has not established a remuneration committee as it is 
satisfied that any issues can be considered by the Board or the Audit 
Committee.  
  
The Board intends to meet formally at least four times each year.  
  
At each Board meeting, the financial performance of the Company is reviewed so 
as to ensure the Directors maintain overall control and supervision of the 
Company's affairs. The Board also receive a regular investment report from the 
Investment Advisor and management accounts from the Administrator. The Board 
maintains regular contact with all its service providers and are kept fully 
informed of investment and financial controls and any other matters that should 
be brought to the attention of the Directors. The Directors also have access 
where necessary to independent professional advice at the expense of the 
Company.  
  
Audit Committee  
  
The Audit Committee is a sub-committee of the Board and it meets formally at 
least twice each year. It makes recommendations to the Board which retains the 
right of final decision. The Audit Committee has primary responsibility for 
reviewing the financial statements and the accounting policies, principles and 
practices underlying them, liaising with the external auditors and reviewing the 
effectiveness of internal controls.    
  
The Audit Committee members are Timothy Walker (Chairman), Prodaman Sarwal and 
Philip Scales.  
  
The terms of reference of the Audit Committee covers the following:  
  
*    The composition of the Committee, quorum and who else attends meetings.    
  
*    Appointment and duties of the Chairman.  
  
*    Duties in relation to external reporting, including reviews of financial 
statements, shareholder communications and other announcements.  
  
*    Duties in relation to the external auditors, including appointment/ 
dismissal, approval of fee and discussion of the audit.  
  
In addition, the Company's Administrator (IOMA Fund and Investment Management 
Limited) has a number of internal control functions including a dedicated 
Compliance Officer who monitors compliance with all statutory and regulatory 
requirements and presents a report to the Board at each meeting.  
  
Report of the Independent Auditors KPMG Audit LLC, to the members of 
Infrastructure India plc  
  
We have audited the Group and Parent Company financial statements (the 
"financial statements") of Infrastructure India plc for the period from 18 March 
2008 (date of incorporation) to 31 March 2009 which comprise the Consolidated 
Income Statement, the Consolidated and Parent Company Balance Sheets, the 
Consolidated and Parent Company Statements of Changes in Equity, the 
Consolidated Cash Flow Statements and the related notes. These financial 
statements have been prepared under the accounting policies set out therein.  
  
This report is made solely to the Company's members, as a body. Our audit work 
has been undertaken so that we might state to the Company's members those 
matters we are required to state to them in an auditor's report and for no other 
purpose. To the fullest extent permitted by law, we do not accept or assume 
responsibility to anyone other than the Company and the Company's members as a 
body, for our audit work, for this report, or for the opinions we have formed.  
  
Respective responsibilities of Directors and Auditors  
  
The Directors' responsibilities for preparing the Annual Report and the 
financial statements in accordance with applicable law and International 
Financial Reporting Standards are set out in the Statement of Directors' 
Responsibilities on page 7.  
  
Our responsibility is to audit the financial statements in accordance with 
relevant legal and regulatory requirements and International Standards on 
Auditing (UK and Ireland).  
  
We report to you our opinion as to whether the financial statements give a true 
and fair view. We also report to you if, in our opinion, the Company has not 
kept proper accounting records, or if we have not received all the information 
and explanations we require for our audit.  
  
We read the Directors' Report and any other information accompanying the 
financial statements and consider whether it is consistent with the audited 
financial statements. We consider the implications for our report if we become 
aware of any apparent misstatements or material inconsistencies with the audited 
financial statements. Our responsibilities do not extend to any other 
information.  
  
Basis of opinion  
  
We conducted our audit in accordance with International Standards on Auditing 
(UK and Ireland) issued by the Auditing Practices Board. An audit includes 
examination, on a test basis, of evidence relevant to the amounts and 
disclosures in the financial statements. It also includes an assessment of the 
significant estimates and judgments made by the Directors in the preparation of 
the financial statements, and of whether the accounting policies are appropriate 
to the Group's and Company's circumstances, consistently applied and adequately 
disclosed.  
  
We planned and performed our audit so as to obtain all the information and 
explanations which we considered necessary in order to provide us with 
sufficient evidence to give reasonable assurance that the financial statements 
are free from material misstatement, whether caused by fraud or other 
irregularity or error. In forming our opinion we also evaluated the overall 
adequacy of the presentation of information in the financial statements.  
  
Opinion  
  
In our opinion the financial statements give a true and fair view, in accordance 
with International Financial Reporting Standards, of the state of the Group and 
Parent Company's affairs as at 31 March 2009 and of the Group's profit for the 
period then ended.  
  
KPMG Audit LLC  
  
Chartered Accountants  
  
Heritage Court, 41 Athol Street, Douglas  
  
Isle of Man IM99 1HN  
  
28 July 2009  
  
  Consolidated Income Statement  
  
For the period from 18 March 2008 (date of incorporation) to 31 March 2009  
  
 
                                                          Note   2009   
                                                                 £'000  
  Investment Income                                                     
  Interest received on bank balances                             278    
  Fair value gains on investments at fair value through   11     7,467  
  the profit and loss                                                   
  Realised loss on expired option                         11     (250)  
  Net investment income                                          7,495  
                                                                        
  Expenses                                                              
  Investment advisor fees                                 6      326    
  Performance fee provision                               6      1,559  
  Other administration fees and expenses                  5      2,367  
  Foreign exchange loss                                          5      
  Interest expense                                               55     
  Total expenses                                                 4,312  
  Profit before taxation                                         3,183  
  Tax                                                     7      -      
  Profit for the period                                          3,183  
                                                                        
  Basic and diluted earnings per share (pence)            8      8.67p  
                                                                        
  
  
The Directors consider that all results derive from continuing activities.  
  
  Balance Sheets  
  
as at 31 March 2009  
  
 
                                                     Note   Group        Company  
                                                            £'000        £'000    
                                                                                  
  Non-current assets                                                              
  Investments at fair value through profit or loss   11     32,000       -        
  Total non-current assets                                  32,000       -        
                                                                                  
  Current assets                                                                  
  Trade and other receivables                        15     75           25,840   
  Cash and cash equivalents                                 5,604        5,483    
  Prepayments                                               5            4        
  Total current assets                                      5,684        31,327   
                                                                                  
  Total assets                                              37,684       31,327   
                                                                                  
  Liabilities                                                                     
  Current liabilities                                                             
  Trade and other payables                           16     (688)        (666)    
  Total current liabilities                                 (688)        (666)    
                                                                                  
  Non-current liabilities                                                         
  Performance fee provision                                 (1,559)      -        
  Total non current liabilities                             (1,559)      -        
  Total liabilities                                         (2,247)      (666)    
                                                                                  
  Net assets                                                35,437       30,661   
                                                                                  
  Represented by:                                                                 
  Ordinary shares                                    12     367          367      
  Share premium                                      12     31,887       31,887   
  Retained reserves                                         3,183        (1,593)  
  Total equity                                              35,437       30,661   
  
  
  Statements of Changes in Equity  
  
For the period from 18 March 2008 (date of incorporation) to 31 March 2009  
  
 
                             Share Capital   Share Premium   Retained Earnings   Total    
  GROUP                      £'000           £'000           £'000               £'000    
                                                                                          
  Shares issued              367             36,333                              36,700   
                                                                                          
  Share issue costs                          (4,446)                             (4,446)  
                                                                                          
  Profit for the period                                      3,183               3,183    
                                                                                          
  Balance at 31 March 2009   367             31,887          3,183               35,437   
                                                                                          
  COMPANY                                                                                 
                                                                                          
  Share issued               367             36,333                              36,700   
                                                                                          
  Share issue costs                          (4,446)                             (4,446)  
                                                                                          
  Loss for the period                                        (1,593)             (1,593)  
                                                                                          
  Balance at 31 March 2009   367             31,887          (1,593)             30,661   
  
  
  Consolidated Cash Flow Statements  
  
For the period from 18 March 2008 (date of incorporation) to 31 March 2009  
  
 
                                                                2009      
                                                                Group     
                                                                £'000     
  Cash flows from operating activities                                    
  Profit for the period                                         3,183     
  Adjustments:                                                            
  Interest income on bank balances                              (278)     
  Fair value gains on investments at fair value through the     (7,467)   
  profit and loss                                                         
  Foreign exchange loss                                         3         
  Finance expense                                               55        
  Realised loss of expired option                               250       
  Performance fee provision                                     1,559     
  Operating loss before changes in working capital              (2,695)   
  Increase in creditors and accruals                            688       
  Increase in debtors and prepayments                           (5)       
                                                                (2,012)   
  Interest received                                             278       
  Net cash utilised by operating activities                     (1,734)   
                                                                          
  Cash flows from investing activities                                    
  Purchase of investments                                       (24,533)  
  Loan issued to investment advisor                             (75)      
  Cash utilised by investing activities                         (24,858)  
                                                                          
  Cash flows from financing activities                                    
  Proceeds from issue of share capital                          27,130    
  Payment of share issue costs                                  (4,446)   
  Proceeds from loan received                                   13,350    
  Repayment of loan received                                    (3,780)   
  Interest on loan paid                                         (55)      
  Net cash generated from financing activities                  32,199    
                                                                          
  Increase in cash and cash equivalents                         5,607     
                                                                          
  Cash and cash equivalents at the beginning of the period      -         
  Effect of exchange rate fluctuations on cash held             (3)       
                                                                          
  Cash and cash equivalents at the end of the period            5,604     
  
  
Non-cash transactions  
  
£9,570,500 part of the loan from Kaupthing Bank hf was repaid by issue of 
9,570,500 ordinary shares of the Company, see note 10.  
  
The notes form an integral part of these consolidated financial statements.  
  
 Notes to the Financial Statements  
  
for the period from 18 March 2008 (date of incorporation) to 31 March 2009  
  
1    General information  
  
The Company and its subsidiaries (together the Group) invest in assets in the 
Indian infrastructure sector, with particular focus on assets and projects 
related to energy and transport.  
  
The Company is a closed-end investment company incorporated on 18 March 2008 in  
  
  
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