REG-Merrill Lynch (EPT) EPT Disclosure
Released: 29/10/2009
com:20091029:Rnsc5824B
.
RNS Number : 5824B
Merrill Lynch International
29 October 2009
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code))
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in Hansen Transmissions International NV
Class of relevant security to which the Common
dealings being disclosed relate
Date of dealing 28/10/2009
2. DEALINGS
(a) Purchases and sales
Total number of securities Highest price paid Lowest price paid
purchased
13,270 GBP 1.27 GBP 1.21
Total number of securities sold Highest price received Lowest price received
22,958 GBP 1.28 GBP 1.21
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
Long Swap LONG 8,736 GBP 1.25
Long Swap LONG 31 GBP 1.25
Product name, Short/Long Number of securities Price per unit
eg. CFD
Short Swap SHORT 652 GBP 1.27
Short Swap SHORT 5,636 GBP 1.24
Short Swap SHORT 12,167 GBP 1.24
(c) Options transactions in respect of existing
securities
Product name Writing, Number of Exercise Type, e.g. Expiry Option
selling, securities under price American, date money
eg call option purchasing, option European etc paid/received
varying etc. per unit
(ii) Exercising
Product name Number of securities under Exercise price
eg call option option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating
to options or derivatives
Full details of any agreement, arrangement or understanding
between the person disclosing and any
other person relating to the voting rights of any relevant
securities under any option referred to on this
form or relating to the voting rights or future acquisition
or disposal of any relevant securities to which
any derivative referred to on this form is referenced.
If none, this should be stated.
NONE
Date of disclosure 29/10/2009
Contact name Bhavika Mistry
Telephone number +44 207 995 4747
Name of offeree/offeror with whom connected Hansen Transmissions International NV
Nature of connection # Advisor
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code))
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in National Express Group Plc
Class of relevant security to which the Common
dealings being disclosed relate
Date of dealing 28/10/2009
2. DEALINGS
(a) Purchases and sales
Total number of securities Highest price paid Lowest price paid
purchased
453,296 GBP 3.76 GBP 3.64
Total number of securities sold Highest price received Lowest price received
520,751 GBP 3.82 GBP 3.65
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
Long Swap LONG 7,450 GBP 3.65
Long Swap LONG 2,210 GBP 3.64
Long Swap LONG 2,057 GBP 3.70
Long Swap LONG 276 GBP 3.70
Long Swap LONG 9 GBP 3.70
Product name, Short/Long Number of securities Price per unit
eg. CFD
Short Swap SHORT 2,057 GBP 3.68
Short Swap SHORT 8,929 GBP 3.65
Short Swap SHORT 62,645 GBP 3.69
(c) Options transactions in respect of existing
securities
Product name Writing, Number of Exercise Type, e.g. Expiry Option
selling, securities under price American, date money
eg call option purchasing, option European etc paid/received
varying etc. per unit
(ii) Exercising
Product name Number of securities under Exercise price
eg call option option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating
to options or derivatives
Full details of any agreement, arrangement or understanding
between the person disclosing and any
other person relating to the voting rights of any relevant
securities under any option referred to on this
form or relating to the voting rights or future acquisition
or disposal of any relevant securities to which
any derivative referred to on this form is referenced.
If none, this should be stated.
NONE
Date of disclosure 29/10/2009
Contact name Bhavika Mistry
Telephone number +44 207 995 4747
Name of offeree/offeror with whom connected National Express Group
Nature of connection # Advisor
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code))
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in Stagecoach Group Plc
Class of relevant security to which the Common
dealings being disclosed relate
Date of dealing 28/10/2009
2. DEALINGS
(a) Purchases and sales
Total number of securities Highest price paid Lowest price paid
purchased
681,342 GBP 1.50 GBP 1.45
Total number of securities sold Highest price received Lowest price received
1,462,053 GBP 1.50 GBP 1.45
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
Long Swap LONG 229 GBP 1.48
Long Swap LONG 2 GBP 1.48
Long Swap LONG 2 GBP 1.48
Long Swap LONG 3 GBP 1.48
Long Swap LONG 3 GBP 1.48
Long Swap LONG 9 GBP 1.48
Long Swap LONG 14 GBP 1.48
Long Swap LONG 16 GBP 1.48
Long Swap LONG 17 GBP 1.48
Long Swap LONG 34 GBP 1.48
Long Swap LONG 36 GBP 1.48
Long Swap LONG 1 GBP 1.48
Long Swap LONG 206 GBP 1.48
Long Swap LONG 246 GBP 1.48
Long Swap LONG 4,232 GBP 1.50
Long Swap LONG 14,589 GBP 1.45
Long Swap LONG 124 GBP 1.48
Product name, Short/Long Number of securities Price per unit
eg. CFD
Short Swap SHORT 3,333 GBP 1.45
Short Swap SHORT 580,195 GBP 1.47
Short Swap SHORT 45,925 GBP 1.45
Short Swap SHORT 31,040 GBP 1.48
Short Swap SHORT 17,944 GBP 1.47
Short Swap SHORT 14,589 GBP 1.45
Short Swap SHORT 12,051 GBP 1.48
Short Swap SHORT 5,300 GBP 1.47
Short Swap SHORT 4,270 GBP 1.45
(c) Options transactions in respect of existing
securities
Product name Writing, Number of Exercise Type, e.g. Expiry Option
selling, securities under price American, date money
eg call option purchasing, option European etc paid/received
varying etc. per unit
(ii) Exercising
Product name Number of securities under Exercise price
eg call option option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating
to options or derivatives
Full details of any agreement, arrangement or understanding
between the person disclosing and any
other person relating to the voting rights of any relevant
securities under any option referred to on this
form or relating to the voting rights or future acquisition
or disposal of any relevant securities to which
any derivative referred to on this form is referenced.
If none, this should be stated.
NONE
Date of disclosure 29/10/2009
Contact name Bhavika Mistry
Telephone number +44 207 995 4747
Name of offeree/offeror with whom connected National Express Group Plc
Nature of connection # Advisor
This information is provided by RNS
The company news service from the London Stock Exchange
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